Securities Law

Our securities law firm frequently and successfully represents investors and brokers in arbitrations before FINRA (formerly the NASD), often the exclusive forum for disputes involving the financial services industry.

Our San Diego securities lawyer, Mr. Frost has received obtained a structured settlement in excess of $8,000,000 in a Federal Court action against a national broker-dealer as well as another structured settlement worth in excess of $2,000,000 in a California State Court action arising out of derivative shareholder lawsuit.

The recent crisis in the American economy has not only threatened the financial security of millions of Americans, but also has contributed to the proliferation of widespread financial fraud.

 

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Our securities fraud attorney in San Diego tirelessly advocates for our clients victimized by financial and securities fraud.

 

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Our attorneys represent many brave elders in disputes to restore their financial security and dignity.

 

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At The Frost Law Firm, we have handled contractual disputes in a wide variety of business contexts, including securities and investment contracts. Our acumen in securities contract law gives our clients a substantial edge in the courtroom and at the negotiating table.

 

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